Where to find a financial advisor

in #financial6 years ago

You can find a financial advisor depending on the type of advice you need.

Banks, Credit Unions and Credit Unions
These institutions have employees who can help you understand and buy different types of investments, such as term deposits, guaranteed investment certificates and mutual funds.

They can also help you open a registered savings plan, such as a registered retirement savings plan, a registered education savings plan, a registered disability savings plan, or a registered savings account, tax-free savings plan. Here you find the best financial advisors Anaheim Hills CA.

Mutual Fund Dealers and Brokers

These are authorized persons who can help you buy or sell investments, such as stocks, bonds or mutual funds.
They can also help you open a registered savings plan, such as a registered retirement savings plan, a registered education savings plan, a registered disability savings plan, or a registered savings account.

Insurance companies

These companies have employees who are authorized to sell investment products, such as mutual funds, segregated funds and annuities. Insurance companies also offer different types of insurance products.

Companies and independent financial planning consultants

They can offer advice or be allowed to sell financial products. Some of them may charge a fee while others are paid by the companies whose products you buy.

Questions to ask a financial advisor

Ask questions to help you decide if a financial advisor is qualified or the right person to help you with your investments. Take notes and compare the answers of the different counselors you meet. Do not make a hasty decision.

Ask the following questions about the qualifications of a financial advisor:
• his studies and his experience
• its accreditations or designation
• how long has his company been in business
• how long has he been with society
• Is he or his company registered with a securities regulator?
• what products and services it offers
• how it will help you reach your goals
• Is he paid by salary, commission or other fees?
• the frequency of your meetings
• how will he keep you informed
• references from previous customers
• How does he determine which investments are appropriate for his clients?
• is he allowed to sell other products
• has he or she ever been disciplined by a regulatory body
• were restrictions, terms or conditions imposed as part of the approval of registration
• is it subject to an investigation by Canadian securities regulators?

What type of information may be requested by the financial advisor?

Your financial advisor may request the following information to create a financial plan:
• age
• total annual income
• estimated net worth
• dependents, if applicable
• monthly expenses
• income tax
• investment knowledge and experience
• investment objectives
• when you will need the money invested
• risk tolerance

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